Eurizon Capital SA - Compliance Officer

Eurizon Capital SGR S.p.A., part of the Intesa Sanpaolo Group, specialises in asset management, offering products to retail clients (mutual funds and managed accounts) as well as to institutional clients, to whom it provides a wide range of tailored investment products and services. It is looking for qualified profiles who want to be involved in a stimulating and challenging career opportunities with the following requirements:

Conducting specific analysis and accompanying recommendations in order to improve the efficiency and effectiveness of risk management, control and governance processes.

Major duties and responsibilities

• Participate actively to implement and maintain AML and Compliance Control Plan in an independent manner and taking into account the regulatory requirements, follow-up on recommendations, risk mapping and requests of executive bodies
• Review of documents and procedures in place to identify possible weaknesses or risk verifying the compliance of the business activities with applicable regulatory requirement (AML, GPDR, MIFID, MAR etc) in order to assess Compliance and AML risk and to report to Compliance & AML Manager
• Perform investigation on identified suspicious client and clients transactions, initial and on going due diligence on distributors/fund initiators and third parties in accordance with AML rules
• Handling of claims and complaints made by customers and/or reported by distributors
• Monitoring the compliance with conflict of interest identified and with Internal Code of Conduct
• Proposes new directives/procedures to enhance systems, methodologies and process simplification and to improve efficiency
• Works in coordination with the Parent Company Eurizon Capital SGR S.p.A
• Monitoring the implementation of recommendations and support, when required, business function in their implementation
• Assists the Compliance Manager in projects in which he/she is involved
• Ensure all employees are educated on the latest updated regulations and processes, also overseeing and implementing an ongoing training program for employees and board

At least 3 to 5 years’ experience in Compliance, audit or similar position.

The successfull candidate has the following technical competencies:

• Master’s degree in legal, economics, finance, business administration or related field.
• Other certification would be an asset
• Strong Knowledge of UCITS and AIFM Regulation
• Strong Knowledge of European and Luxembourgish regulatory framework relevant to Fund Industry (GPDR, MIFID, MAR, MMF, etc)
• Good knowledge of computer-based tools (Word, Excel, PowerPoint) and Outlook
• Good knowledge of English and Italian, French is an option

Skills and professional behaviour expected

• Exemplary integrity and personal accountability
• Excellent team spirit and interpersonnel skills
• High attention to detail, autonomous and proactive
• Rigorous, well-organized with a structured and logical approach
• Strong research and analytical skills

Everyone is an asset for our Group and that person could be you! Check out our job opportunities, apply and join our team!